Automating Portfolio Rebalancing for Wealth Advisors So Many Portfolios… So Little Time Monitoring multiple clients’ portfolios is one of the laborious chores of wealth management. Advisors must constantly check that their clients have investments that are
Automating Pre-trade Compliance for Complex Portfolios Background: Pre-trade Compliance Running a public investment fund poses considerable operational challenges. In the US, the new Rule 18f-4 will be enforced next month. In Europe, the Undertakings for Collective
18f-4 Regulatory Reporting Made Easy Through Automation A Summary of the new SEC regulation, Rule 18f-4, and how funds can fulfill the reporting requirements through automation. 1) What is the 18f-4 Regulation? In a couple months registered
